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For questions regarding the E&O Program, please contact us.

For more information please see a copy of the E&O policy

For a copy of your Certificate of Insurance, please submit your request here: Certificate Request

AdvisorSafe E&O Enrollment


The value of your assets under management must be less than $150,000,000 to qualify for this program. If the value of your assets under management is greater than $150,000,000, our RIA Secure program is available to you. Please contact us to apply.

Each covered investment advisor must enroll individually. If your RIA has more than one advisor, each advisor must enroll as an individual and pay a separate premium.

Fields with * are required.

Application Type / Effective Date
Are you currently enrolled in the AdvisorSafe E&O program?

Coverage Effective Date
(Must be between 07/01/2025 and 06/30/2026)
Assets Under Management (AUM)
What is the value of your individual assets under management (AUM)?

Do not include the AUMs of any other advisors.
Coverage Limit
Please select a value
Optional Retroactive (prior acts) Registered Representative Business Coverage
Add retroactive E&O coverage for past business as a Registered Representative.

Optional Coverage Endorsement to include Charles Schwab & Fidelity Investments Insurance Coverage Requirements
Add Endorsement to include Charles Schwab & Fidelity Investments Insurance Coverage Requirements

Optional Tax Preparation Service Coverage
Add coverage for Income Tax Preparation services.


Premium Indication Summary
Application Type:
Enrollment
Coverage Effective Date:
06/15/2025
AUM Option Selected:
Not Selected Yet
Coverage Limit Option Selected:
Not Selected Yet
Retroactive (prior acts) Registered Representative Business Coverage:
Declined
Endorsement to include Charles Schwab & Fidelity Investments Insurance Coverage Requirements :
Declined
Tax Prep Service Coverage:
Declined

Premium:
No Pricing Configured For Selected Combination
Risk Purchasing Group Fee:
No Pricing Configured For Selected Combination

Total Amount Due:
No Pricing Configured For Selected Combination


Available Payment Options

Payment by Credit Card (Visa, MasterCard, or American Express) No Pricing Configured For Selected Combination
Payment by ECheck No Pricing Configured For Selected Combination

Your premium must be paid in full when you bind coverage. We do not offer a payment plan.

** This is a prorated premium indication. This program will renew 7/1/2026 for 12 months. If you want to continue coverage in July you will pay an annual premium at that time.

Premium includes Arthur J. Gallagher's commission of 15%. For more information regarding AJG's compensation, please go to www.ajg.com



Your personal nonpublic private information being provided through this application will be held in confidence both by the insurer it is being forwarded to as well as the insurance broker, Arthur J. Gallagher Risk Management Services, LLC (License Nos. IL 100292093 / CA 0D69293), whom is brokering such errors and omissions insurance on behalf of the Agent(s)/Rep(s).

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